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Policies and Procedures

Records policy and procedures determine the type and extent of systems and services to deliver records and assign responsibility for recordkeeping - creation, capture, management and disposal.

We have developed policies and procedures at all levels, based in our solid understanding of best industry practice and standards - from detailed complaint handling and templated document creation, to simple manual systems to comply with case file management requirements of the Commission for Young People.

Recordkeeping policies need to be tailored to meet business needs and reflect the regulatory framework and the existing corporate policies affecting records management (privacy, Government Information (Public Access), security etc. These provide important business continuity for maintaining systems when staff leave an organisation.

Recordkeeping standards

Records policies and procedures, even the most basic instructions, are an essential part of the recordkeeping framework. Policies and procedures outline how the records and information system operates. Most importantly, it clearly assigns responsibility for:

  • Records creation
  • How records are captured and registered into official systems
  • Recordkeeping controls : numbering, titling, metadata
  • Access and security and
  • Retention and disposal

Links and resources:

Susan Healey: ' ISO 15489 Records Management: Its development and significance ' 2002, 1st published in Records Management Journal
http://www.scribd.com/doc/7372303/ISO-15489-Records-Management-Its-Development-and-Significance

Barbara Reed: ' International Records Management Standards ISO 15489 and 23081 ' in Encyclopedia of Library and Information Sciences, Third Edition
http://www.informaworld.com/smpp/content~db=all~content=a917625607~frm=abslink

ISO 15489 Records Management
https://infostore.saiglobal.com/store/PreviewDoc.aspx?saleItemID=422375

HB 278 for Records Management compliance
http://infostore.saiglobal.com/store/details.aspx?ProductID=1118889

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WHEN IS THIS USEFUL?

When systems change, or when refreshing service delivery to achieve higher standards

HOW?

From a strategic plan, develop the type of services needed, then the policy and procedures show how the system should work. They inform staff of how the system operates and what they are expected to do

WHAT'S NEXT?

PAST CLIENTS

We have developed records management policies and procedures for the following organisations:

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